client assets

A Step-by-Step Guide to Filing, Registration, or Reporting Obligations under DFSA Conduct of Business – Client Assets and Suitability

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Introduction to DFSA Conduct of Business The Dubai Financial Services Authority (DFSA) is a key regulatory body that oversees financial services within the Dubai International Financial Centre (DIFC). Established in 2004, the DFSA aims to foster an innovative financial sector while ensuring compliance with high standards of conduct and consumer protection. One of the critical … Read more

Understanding DFSA Conduct of Business (CoB): Client Assets and Suitability

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Introduction to DFSA and Conduct of Business The Dubai Financial Services Authority (DFSA) plays a pivotal role in the regulation of financial services within the Dubai International Financial Centre (DIFC). Established in 2004, the DFSA is an independent regulatory body that ensures the integrity and transparency of the financial sector operating within this prominent economic … Read more

Understanding the Key Reforms Introduced by DFSA Conduct of Business: Client Assets and Suitability

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Introduction to DFSA and Conduct of Business Reforms The Dubai Financial Services Authority (DFSA) plays a critical role in the regulation and supervision of financial services conducted within the Dubai International Financial Centre (DIFC). Established in 2004, the DFSA aims to foster a secure and globally competitive financial hub, ensuring integrity within the financial sector … Read more